-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MbJFi9CyjFmwfANs5fyP3QyXf+dd7OOEO98ha5GgOzBs/BV00EZR7X+AGfaYcM6y UiLjVuGkyC8R+XGCtsQXJQ== 0000929624-97-000125.txt : 19970222 0000929624-97-000125.hdr.sgml : 19970222 ACCESSION NUMBER: 0000929624-97-000125 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEDIATRIC SERVICES OF AMERICA INC CENTRAL INDEX KEY: 0000893430 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 581873345 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44129 FILM NUMBER: 97532214 BUSINESS ADDRESS: STREET 1: 3159 CAMPUS DRIVE CITY: NORCROSS STATE: GA ZIP: 30071 BUSINESS PHONE: 4044411580 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOVETT JOHN & CO LTD CENTRAL INDEX KEY: 0000921309 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 333 BUSH STREET STREET 2: SUITE 3100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 MAIL ADDRESS: STREET 1: 250 MONTGOMERY STREET STREET 2: SUITE 1200 CITY: SAN FRANCISCO STATE: CA ZIP: 94014 SC 13G/A 1 AMENDMENT TO SC 13G --------------------------- OMB APPROVAL --------------------------- OMB number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response... 14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G AMENDMENT UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2 )* ----- PEDIATRIC SERVICES OF AMERICA INC ------------------------------------------------------------- (Name of Issuer) COMMON --------------------------------------------------- (Title of Class of Securities) 705323103 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - ----------------------- --------------------- CUSIP NO. 13G PAGE 2 OF 5 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JOHN GOVETT & CO. LIMITED - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 UNITED KINGDOM - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 70,700 SHARES (1.1%) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 70,700 SHARES (1.1%) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 NIL - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IA - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 Pages SCHEDULE 13G AMENDMENT ITEM 1. (a) Name of Issuer -------------- Pediatric Services of America, Inc. (b) Address of Issuer ----------------- 3159 Campus Drive Norcross, GA 30071 ITEM 2. (a) Name of Person Filing --------------------- John Govett & Co. Limited (b) Address of Principal Business Office ------------------------------------ Shackleton House 4 Battle Bridge Lane London SE1 2HR England (c) Citizenship ----------- United Kingdom (d) Title of Class of Securities ---------------------------- The person filing is a private limited company (e) CUSIP Number ------------ N/A Page 3 of 5 Pages SCHEDULE 13G AMENDMENT ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON IS A: X Investment Advisor registered under section 203 of the Investment - - Advisors Act of 1940 ITEM 4. OWNERSHIP (a) Amount Beneficially Owned ------------------------- Nil (b) Percent of Class ---------------- Nil (c) Number of Shares as to which such person has: --------------------------------------------- (i) sole power to vote or to direct the vote: N/A (ii) shared power to vote or to direct the vote: N/A (iii) sole power to dispose or to direct the disposition of: N/A (iv) shared power to dispose or to direct the disposition of: N/A ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS X As at December 31, 1996, John Govett & Co. Ltd has ceased to be the - - indirect or direct beneficial owner of more than 5% of the class of securities. Page 4 of 5 Pages SCHEDULE 13G AMENDMENT ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE BEING REPORTED ON BY THE PARENT HOLDING COMPANIES N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 11 February 1997 By: /s/ Brian Lee ________________________ Brian Lee Director John Govett & Co. Limited Page 5 of 5 Pages --------------------------- OMB APPROVAL --------------------------- OMB number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response... 14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G AMENDMENT UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* ----- PEDIATRIC SERVICES OF AMERICA INC ------------------------------------------------------------- (Name of Issuer) COMMON --------------------------------------------------- (Title of Class of Securities) 705323103 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - ----------------------- --------------------- CUSIP NO. 13G PAGE 2 OF 5 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JOHN GOVETT & CO. LIMITED - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 UNITED KINGDOM - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 318,800 SHARES (5.8%) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 318,800 SHARES (5.8%) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 NIL - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IA - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 Pages SCHEDULE 13G AMENDMENT ITEM 1. (a) Name of Issuer -------------- Pediatric Services of America, Inc. (b) Address of Issuer ----------------- 5834C Peachtree Corners East Norcross, GA 30092 ITEM 2. (a) Name of Person Filing --------------------- John Govett & Co. Limited (b) Address of Principal Business Office ------------------------------------ Shackleton House 4 Battle Bridge Lane London SE1 2HR England (c) Citizenship ----------- United Kingdom (d) Title of Class of Securities ---------------------------- The person filing is a private limited company (e) CUSIP Number ------------ N/A Page 3 of 5 Pages SCHEDULE 13G AMENDMENT ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON IS A: X Investment Advisor registered under section 203 of the Investment - - Advisors Act of 1940 ITEM 4. OWNERSHIP (a) Amount Beneficially Owned ------------------------- Nil (b) Percent of Class ---------------- Nil (c) Number of Shares as to which such person has: --------------------------------------------- (i) sole power to vote or to direct the vote: N/A (ii) shared power to vote or to direct the vote: John Govett & Co. Limited has the power to vote on 318,800 shares (5.8% of common shares in issue) of securities for which it has indirect beneficial ownership. A Sub-Advisor has the power to vote, under shared discretionary authority, on 238,100 shares (4.3%). (iii) sole power to dispose or to direct the disposition of: N/A (iv) shared power to dispose or to direct the disposition of: John Govett & Co. Limited has the power to dispose or to direct the disposition of 318,800 shares (5.8% of common shares in issue) of securities for which it has indirect beneficial ownership. A Sub-Advisor has the power to dispose of 238,100 shares (4.3%). ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS N/A Page 4 of 5 Pages SCHEDULE 13G AMENDMENT ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE BEING REPORTED ON BY THE PARENT HOLDING COMPANIES N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 1996 By: /s/ Brian Lee ________________________ Brian Lee Director John Govett & Co. Limited Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----